In the context of a PINT outliers report, two processes occur for a security that fails: Smart Rules and Smart Actions. Select the option that accurately defines each of these processes

Smart action is applied after a failure is generated; Smart rules is applied before a failure is generated.

Smart action is applied after a failure is generated; Smart rules is applied after a failure is generated.

Smart action is applied before a failure is generated; Smart rules is applied before a failure is generated.

Smart action is applied before a failure is generated; Smart rules is applied after a failure is generated.

What occurs to debt-issued securities when a Capital Ratio Requirement Trigger Event takes place?

They are automatically converted into equity or have their nominal value written down.

They remain unchanged as debt instruments.

The securities are transferred to a different issuer.

The interest rates on these securities are increased.

As futures calculations force the prepoc to calculate futures from an OAS of zero, is it possible to generate OAS values for some Euro Futures?

Yes, we already have an enhancement support

How do you assess the reasonableness of the client price when there is an analytics breach during reconciliation?

Check price of some other client-modeled security

Run security with a price of 100

What holds true regarding the conversion trigger for specific types of securities?

Conversion is triggered when the stock's closing price meets specific criteria, and the conversion ratio or price can change based on the closing price.

The conversion event and ratio are tied to the average price of the stock.

The conversion takes place randomly, without regard for stock price movements.

Conversion can only happen during a blackout period with no relation to stock performance.

What action should an analyst take if the DOD Reason field shows "P/D"?

Research further and add an appropriate comment to identify if the change is due to Price or Date.

Immediately rerun the security assuming it is a technical error.

Assume that the change in analytics is due to an error message.

Ignore the entry as it suggests there is no significant change.

What elements influence the daily changes in the dPdCDS calculation for convertible bonds?

Changes in the exchange rate and interest rate levels.

Changes in the client's price day over day, and day-to-day changes in the underlying credit spread curve.

Adjustments in the company's dividend policy and stock splits.

Shifts in market sentiment and overall economic conditions.

There is a UB breach in OAS/YTM/YTEM on settle date 20250125 for a corporate bond, TO price is 99, YTM is 55.59, YTEM is 55.59, OAS is 6782.95, Edur is 0.012. Which comment do you use to address the failure?

Price is slightly below par and has a nearing maturity date, which are causing the spike and UB breach in yields and spread

Upper bound breach of analytics is plausible given price inconsistency with redemption price. Prices consistent with vendors pricing history

Lower bound breach of analytics is plausible due to the deep "in the money" convert pricing. Prices consistent with vendors/ client pricing history

Upper bound breach in YTEM and OAS are plausible due to the slightly below/ above par prices. The clean up call can be turned off if the client has full INTEX functionality to generate more reasonable analytics

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Multiple choice questions on the following : Context: Park A (Sharjah): 120, 122, 121, 119, 118 Park B (Dubai): 90, 130, 150, 110, 120 Both parks have the same mean number of visitors. What is the correct value of the mean? A. 118 B. 119 C. 120 D. 121 Without calculating variance fully, which park is most likely to have the larger population variance? A. Park A, because its values are closer to the mean B. Park B, because its values are more spread out C. Park A, because it has a smaller range D. Park B, because it has more visitors overall The mean number of visitors for both parks is 120. Which value contributes the MOST to the variance of Park B? A. 110 B. 120 C. 130 D. 150 What is the squared deviation of 90 visitors from the mean? A. 30 B. 60 C. 900 D. 30² Why does the value 150 increase the variance more than 130? A. It increases the mean B. Its deviation from the mean is larger before squaring C. It occurs later in the data set D. Variance depends only on the largest value Which statement best describes the visitor pattern in Park A (Sharjah)? A. Highly variable with extreme values B. Random and unpredictable C. Consistent with small deviations from the mean D. Skewed due to an outlier Both parks have the same mean. Why is variance still needed to compare them? A. The mean does not show how spread out the data is B. Variance changes the data values C. Variance affects the mean D. Variance replaces the mean A municipality wants to plan staffing using predictable visitor numbers. Based on variance, which park should be chosen? A. Park B, because it has higher peaks B. Park A, because it has lower variance C. Park B, because it has more visitors D. Either park, since the means are equal A student says: “Park B has greater variation because it has the largest value.” Which response best evaluates this claim? A. Correct, because variance depends only on the maximum value B. Partially correct, because variance depends on all deviations from the mean C. Incorrect, because variance ignores extreme values D. Incorrect, because variance only uses the mean If the value 150 were removed from Park B’s data, what would most likely happen to its variance? A. It would increase B. It would stay the same C. It would decrease D. It would become zero

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