Quiz 2
Quiz by MANU MADHAVAN
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- Q1
If the subject as well as the 2 counterparties needs to be reported, how many SARs should be created in the same UCM case?
4
2
3
1
120s - Q2
Please go through the below situations and choose which situation (s) would not require a DAML.
A customer is looking to make a payment out of the account, where we suspect that the origins of the balance is “criminal property”
A customer relationship is undergoing the exit process for financial crime concerns. The bank knows or suspects that the available funds in the account are the proceeds of crime
A customer relationship is undergoing the exit process for financial crime concerns. The bank believes that the available funds in the account are sourced out of salary and benefits.
120s - Q3
Which category of exit to be used when the customer falls materially outside HSBC's risk appetite, and the risk is so significant that it fundamentally affects the continuation of the relationship?
A
C
E
30s